Articles Posted in Appeals

Here we go again, another federal criminal case which on appeal goes to the United States Court of Appeals for the Eleventh Circuit here in Atlanta, and that court rejects the Defendant because the specific argument was not brought up in the trial court. We have written about this issue many times, the need for lawyers to anticipate issues and, more importantly, the need to “object” or ” preserve” that issue.  An opinion issued yesterday in the Eleventh Circuit reminds me about this whole area,  in which the appellate court basically kicks the Defendant out of court because a good issue she raised on appeal was never mentioned during the trial itself.  The case is United States v. Leon, and can be accessed here.

Ms. Leon was charged with a series of crimes arising out of an “investment” offering. Apparently, she was was the assistant for the head of the investment company.  At his direction, she made a series of cash withdrawals from the company bank account, all in amounts below $10,000.  However, on several days she made multiple withdrawals, and the aggregate amount of cash removed from the bank on those days exceeded $10,000.

Many readers of our little blog know about the rule that requires financial institutions (as well as lawyers) to file a “CTR” if they engage in any financial transaction involving more than $10,000 in cash for a person or institution in a single day.  There are loads of different statutes in this area.  In Ms. Leon’s case, the prosecutors charged her with the specific sub-section of a statute that makes it a crime to cause (or attempt to cause) a financial institution to NOT file the CTR.  A separate sub-section of that same statute involves the crime of “structuring”, which is the very similar but slightly different crime of breaking up transactions into increments below $10,000 with the goal of avoiding the filing of the CTR.  I know, they sound incredibly similar, but they are in fact different.

People who are trying to get their criminal conviction reversed or overturned often contact us at our criminal defense firm here in Atlanta.  Sometimes, they are trying to help a friend or loved one.  Often, the people who contact us are a little confused about the appellate process and how we prepare the written Brief for the appellate courts.  I am currently working on appeals in both the Georgia Court of Appeals and the United States Court of Appeals for the Eleventh Circuit.  Working on these two matters made me realize that I often spend a lot of time explaining the process or procedures to the folks calling our firm, and this realization made me wish that their original lawyers took the time to explain it all to the family or friends of the person who got convicted of a crime.

To begin with, many people think that when they appeal their case they get to argue all over again as to whether they are guilty of a particular crime.  For the most part, this is not true.  An appellate court does not decide guilty/not guilty.  Instead, a court of appeals mostly decides whether the process that led up to the guilty verdict was fair.  There are some cases where we raise what is called the “sufficiency of the evidence.”  In these cases, we are NOT claiming that the jury was “wrong.” Instead, in this type of appeal we are claiming that the trial judge was wrong for even letting the jury make a decision, because the evidence was legally insufficient.  This might seem like the same thing, but it is significantly different.  The important thing to remember is that appeals for the most part focus on whether the trial judge (or prosecutor, or defense lawyer) did his or her job correctly.

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Yesterday the Court of Appeals here in Atlanta reversed a federal criminal conviction in a mortgage fraud case.  The Defendant was in the middle of testifying in his own defense.  During two overnight recesses, the trial judge told the Defendant he could not speak with “anyone” about his testimony, and could only talk with his lawyer about his “constitutional rights.”  The Court of Appeals, relying on a series of earlier decisions, decided that this prohibition against speaking with the Defendant’s own attorney amounted to a violation of the Sixth Amendment’s promise that a person may consult with counsel during a criminal case. The case is United States v. Cavallo, and can be found here.

A  man named Streinz was one of the Defendants in a large mortgage fraud prosecution in the Middle District of Florida.  Streinz and his lawyer informed the trial judge that Streinz would be testifying on his own behalf.  Just before he testified, the attorney turned over some late materials that Streinz said he had just found in his home office, materials that impacted his testimony.  The trial judge apparently smelled a bit of a rat, and directed that the prosecutor and federal agents go to the home office with Streinz and his attorney in order to sort out the documents.  Streinz became outraged during this process, claiming that the agents were seizing excessive materials.

All lawyers must deal with rules, whether practicing mostly in Atlanta and Georgia like our firm, or in any other part of the country. Most rules are made by the legislature, but sometimes, judges themselves get to make rules. These judge-made rules control the procedure or process of how a particular case works through the court system. Today, the United States Supreme Court refused to take a case that shows that sometimes these judge-made rules can allow judges to avoid justice. The discussion of the case noting the refusal to hear the matter is found here.

The case involves a man named Patrick Henry Joseph (you’d think the courts would be reluctant to be unfair with someone with such a grand history behind his first two names). Mr. Joseph was convicted of several drug offenses. Using the well-known Federal Sentencing Guidelines, the trial judge imposed a lengthy sentence after deciding that Mr. Joseph was a “career offender.” Joseph’s very able Public Defender then appealed his case to the United States Court of Appeals for the Eleventh Circuit. So far, so good.
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This past Wednesday some federal criminal defense attorneys won a case in the United States Supreme Court when they convinced the Justices that they had the better interpretation of the part of a law that increased their client’s sentence if “death results” from something he did. I previously posted about the case here. The case issued on Wednesday is Burrage v. United States, and can be read here.

The case revolves around a federal statute that requires a 20-year mandatory minimum sentence for a person dealing drugs “if death results.” Mr. Burrage was charged with selling heroin to a man who died after a drug binge involving multiple illegal substances. The jury would have to decide if the heroin sold by the Defendant to the victim caused the man’s death. Mr. Burrage’s lawyers wanted the judge to tell the jury that they would need to find that selling heroin “played a substantial part” in bringing about the death, and that the death was a “direct result of or a reasonably probable consequence of” using the heroin. The trial judge and the court of appeals rejected the Defendant’s contentions, and said it was OK to tell the jury that it was enough if they decided that the heroin was a “contributing cause” of the victim’s death. The instruction told the jury that “a contributing cause is a factor that, although not the primary cause, played a part in the death[.]” The jury found Burrage guilty, and the United States Supreme Court agreed to hear the case.
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We do lots of criminal appeals, both in Federal Court and in the Georgia State Courts. On occasion, we ask the judge to allow our client to remain free on bail, or bond, while the case is appealed to a higher court. This is kind of tricky, in that the attorney must be well-versed in the intricacies of the Bail Reform Act, a 1984 law that kind of flipped the playing field when it comes to having a defendant released on bail. Perhaps even more tricky is the question of when the case usually calls for no bail, can the lawyer get around that by a part of the law that seems to permit release on bond if the case involves “exceptional reasons.” Beyond that is the question of who decides whether the Defendant’s case involves “exceptional reasons: the trial judge or the court of appeals itself? An opinion issued earlier today by the United States Court of Appeals for the Eleventh Circuit answers that question once and for all in federal cases arising in Georgia, Florida and Alabama. In cases that fall into the category of no bail during the appeals process, it is the district judge gets to first decide whether the case involves “exceptional reasons”, and thus can still let the Defendant stay out on bail. the case is United States v.Meister, and can be found here.

Meister was sentenced for having child pornography. His lawyers asked that be be permitted to remain on bond during the appeals process. The Bail Reform Act denies release for Defendants who appeal certain serious crimes. Defendants who violate the child pornography laws are thus prohibited from remaining on bail during appeal.
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