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Like the swallows returning each year to Capistrano, we are in the midst of the annual flight to Justice, when the U.S. Supreme Court decides which cases it will review at the beginning of its new year.  On the first day when they announced several cases for review, the Supreme Court demonstrated that this “Term” will have a big impact on the type of constitutional issues that we regularly face when representing people or companies under investigation or being prosecuted for alleged crimes.

I will do a series of posts about the new cases.  These subsequent posts will give more detail and some of the juicier aspects of the case to show that these are not just dry legal disputes, but instead involve real people and lawyers fighting for our rights.  But today, I’ll just do brief reviews of the 3 big criminal justice cases announced today that will be on the Supreme Court’s plate this upcoming Term. Continue reading

Here at beloved K&L we do a fair number of appeals in criminal cases, mostly in federal court but occasionally in the state court system. Winning an appeal in a criminal case is always hard, it takes lots of work to understand what happened in the lower court, it takes even more time and energy to figure out all the potential legal issues, and then it takes more time still to write, revise, refine and get the arguments down in a manner that is both correct yet easily understood. Even when we do all that, we face one more hurdle before we can get relief for our clients; the “Harmless Error” rule. A case decided last week by all 11 Judges on the federal Court of Appeals here in Atlanta clearly shows this difficulty. The decision is United States v. Roy, and can be found here.

First, the “harmless error” rule. For a long time, courts reversed criminal cases whenever the trial judge made an error or mistake, such as allowing a prosecutor to use inadmissible evidence, or failing to properly instruct the jury on the elements of a crime. About 50 years ago the courts began using a rule that looks to whether the error or mistake “harmed” the Defendant, or if the mistake was just a “technicality” and had no impact on the overall result. If the trial judge made a mistake, under the harmless error analysis the court of appeals then looks to whether the error contributed to the jury’s verdict. The beneficiary of the error (meaning the prosecutors in criminal cases) had the burden on appeal to show beyond a reasonable doubt that the error did not contribute to the conviction. So far, so good. Continue reading

My law partner Carl and I represent lots of people who are charged with federal crimes, both here in Atlanta and throughout the country.  Each of us recently had cases where we believed that our clients were innocent.  In each case, we also each faced federal prosecutors who aggressively went after our clients.  All charges were dismissed recently against these clients, which leads to some thoughts as to why this happens in some cases but not in other situations.

Not everyone recognizes the differences between how federal criminal cases are brought and the system used in most state court systems.  In the state systems, investigators bring their work to an Assistant District Attorney.  For the most part, these assistant DA’s cannot refuse a case that the police bring to them.  In federal court, on the other hand, the Assistant United States Attorney (or “AUSA”) has broad discretion to accept or reject just about anything brought to him or her by one of the federal investigative agencies.  This greater discretion means that federal prosecutors usually weed out, and reject, the weakest criminal cases.  Because AUSA’s have greater discretion to turn down less strong cases, they end up winning far more of the matters that they do take on.   Continue reading

The online Merriam-Webster dictionary defines the root word of “fascination” as “to transfix or hold spellbound by an irresistible power.”  Since 1971, the Supreme Court of the United States has on all least 13 occasions directly addressed various aspects of the federal gun crime found at 18 U.S.C. §924(c).  A total of forty-three Supreme Court cases involve people convicted of this law, even if the issue did not directly involve the language of this statute.  The High Court’s “fascination” with this statute continues, this time with a case out of Iowa, Dean v. United States, the docket for which can be found here.  The Supreme Court granted review of the case this past October, and will hear arguments on the last day of February, 2017.

Those of us who regularly practice criminal law in the federal court system generally refer to this statute as “924(c)”.  The history of the law is interesting, and somewhat relevant to current public debates.  In 1968, violent crime rates were rising, reaching a peak in the early 1990’s, after which they have dropped significantly.  The FBI numbers can be found on their database. Continue reading

As a criminal defense lawyer I often get questions as to whether there is a difference between a “regular” guilty plea and a “nolo” plea.  Technically, the latter is from the Latin phrase, “nolo contendre”, more or less translating into “no contest.”  A few days ago the United States Court of Appeals for the Eleventh Circuit, where we handle lots of cases, issued an opinion discussing the “nolo” plea, its ramifications, and issued a ruling as to when a prosecutor can make use of an earlier “no contest” plea.  The case is United States v. Green.

Mr. Green has had some previous problems with law enforcement, and his problems got worse when he was charged with new crimes.  He got out on bail, but only with the condition that he wear a GPS-monitored ankle bracelet.  He apparently removed the ankle monitor, so the police went looking for him at a woman’s residence where they figured to find him.  Once inside the master bedroom, the police saw a large jacket (and the woman was not that size), men’s shoes on the floor, and most importantly, a firearm and ammunition scattered around. They subsequently discovered the unlucky Mr. Green hiding nearby in the closet. The feds charged him with being a previously (12 times!) convicted felon in possession of a firearm, and he went to trial represented by a very capable Federal Public Defender. Continue reading

Here at our firm we do a fair number of criminal appeals.  Some cases come out of the federal courts, here in Atlanta, throughout Georgia, and occasionally in other parts of the country.  We also handle criminal appeals arising out of Georgia’s state courts.  As described in an opinion issued two days ago by the U.S. Court of Appeals for the Eleventh Circuit, Overstreet v. Warden, “The fundamental purpose of an appellate lawyer representing a defendant in a direct criminal appeal is to identify and argue bases for reversal of a conviction.”  The value of appellate counsel is based on his or her “examination into the record, research of the law, and marshalling of arguments on [the defendant’s] behalf”.   But what happens if the appellate attorney misses an issue?  The Overstreet decision is one of those rare cases in which a federal court of appeals overruled the lower federal court, and the state courts, in concluding that the attorney handling the appeal made such an egregious mistake that the Defendant was entitled to have some of his convictions reversed many years after the fact.

Johnny Overstreet apparently was no angel.  A jury found him guilty for a series of crimes arising out of robberies at five fast food establishments.  For each incident, he was also found guilty of kidnapping store employees.  Prosecutors successfully argued that Overstreet kidnapped the store managers by forcing them to walk back to a safe or office, and then return to the front of the establishment. At the time of Overstreet’s trial, Georgia’s kidnapping law required  even a “slight movement” of a victim in order to comply with the “asportation” aspect of this crime.   However, the following year, well before Overstreet appealed his own convictions, the Georgia Supreme Court reversed this “slight movement” test.  Under the new test, movement of a victim that is “part and parcel” of an independent crime, such as armed robbery, would generally not be considered asportation.  Even more importantly, two later cases with facts almost identical to Overstreet’s trial reversed kidnapping convictions based on the Georgia Supreme court’s new rule.

Here is where the problem arose.  The lawyer handling Overstreet’s appeal filed his legal papers 15 months after the new test for asportation had been announced by the Georgia Supreme Court, and several months after the other cases with identical facts had resulted in reversals.  The lawyer never mentioned asportation, the new cases, or any attack on the kidnapping convictions at all other than to say that the evidence was insufficient.  Not surprisingly, the state appeals courts did not look at nor reverse the kidnapping  convictions.

Because we do lots of federal criminal cases, many of them here in Atlanta and throughout Georgia, Alabama and Florida, we therefore pay close attention to such matters when they work their way to the United States Supreme Court. One such case is Bailey v. United States, a situation we discussed in an earlier on this blog. Yesterday, in a 6-3 decision written by Justice Kennedy, the Supreme Court agreed with the defense position, holding that when the police are at a location to execute a search warrant, the police do not have the right to stop and then search a person who already left the premises just before they began searching.

The issue in Bailey stems from a prior ruling issued thirty-one years ago, Michigan v. Summers. In that case, the Supreme Court decided that officers executing a search warrant for contraband may detain the occupants of the premises while the search is conducted. However, over the past three decades, there has been a big conflict among federal courts of appeals and state courts of last resort about whether the rule of Summers permits detaining individual who has left the immediate vicinity of the premises before the warrant is executed.
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A federal criminal tax fraud case, for your tax season reading pleasure:

Gregory Louis Clarke, pastor of New Hope Baptist Church, Superintendent of New Hope Christian School, and manager of New Hope Federal Credit Union in Birmingham, Alabama, was convicted in federal court of committing tax fraud for failing to declare income in his 2000, 2001, and 2002 returns. In December 2007, he was sentenced to 21 months in federal prison. Last month the Eleventh Circuit Court of Appeals in Atlanta, Georgia affirmed Reverend Clarke’s conviction and sentence.

Evidence presented at trial showed that Rev. Clarke filed tax returns for 2000-2002 based solely on his W-2s and 1099s, failing to declare additional income in those years. His undeclared income included insurance and car payments, a housing allowance, and personal bills paid out of church and school bank accounts, in addition to fees for speaking engagements and referrals to a mortgage company and car dealership.

We represent a lot of folks charged in federal criminal cases here in Atlanta, and other parts of Georgia and on occasion in Florida or Alabama. One thing we repeatedly see is when our clients have prior convictions that the prosecutor can use to greatly increase the potential sentence. Yesterday, the United States Court of Appeals for the Eleventh Circuit issued yet another opinion that allows prosecutors to use a defendant’s past against him.

Yesterday’s case is United States v. Jackson, and it concerns the practice of increasing the potential sentence for drug offenders who have prior convictions. When a person is facing prosecution for a federal drug offense, and has prior drug convictions, the prosecutor has a powerful tool that is set out at section 851 of Title 21 from the United States Code. This section allows the prosecutor to file a “notice” that can basically double any mandatory minimum sentence, and that can in some situations lead to a mandatory life sentence. From the defense perspective, the key is to try and poke holes in the “notice”, by arguing that it is somehow flawed. I am currently doing exactly that for a man I am representing here in Atlanta. If I am successful, we will reduce his 15 year sentence down to 5 years, which he has already served and will result in his immediate release from custody.

In yesterday’s case, the Court of Appeals ruled against the defendant. Mr. Jackson’s lawyer argued that the “notice” was not valid unless it was signed by the United States Attorney himself, instead of being signed and filed by the individual prosecutor handling the case. It was a clever argument by an attorney striving as hard as possible to avoid the harsh result that comes about when the mandatory penalty system in effect allows the prosecutor to name the sentence by filing the 851 “notice.” Although the argument was creative, the court likely reached the correct result.

The Court of Appeals in New York recently reversed securities fraud convictions in a federal criminal case. This case, which said that the defendants simply did not commit a crime, reminds me of how important it is for lawyers to keep fighting, even after a jury says the client is guilty.

The case in New York was a complicated set of prosecutions targeted at “floor supervisors” at stock exchanges. These supervisors matched up buyers with sellers. The prosecutors claimed that these supervisors would make a few pennies for themselves on the matches by purchasing the stock and quickly flipping it, then skimming the profits. The defense lawyers argued that it was absurd for such highly paid supervisors to go after what was in effect, chump change, and pointed out that a few mistakes does not mean the supervisors were trying to make a profit. The Court of Appeals agreed, based on a ruling in a similar case, that there was no proof that the supervisors acted deceptively.

The lawyers in those cases kept fighting, even after the jury found their clients guilty. I have a similar case, a matter I will post about in the future, as it is currently pending in front of the judge. It involves a case where a man was found guilty by the jury, but there simply is no evidence that he knew he was doing anything wrong! I was brought into the case after the trial, and have filed a request for both a new trial and that the judge throw the charges out altogether. We will see what happens!

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